Banking and finance law
Stock Exchange Law
LWP Avocats advises financial companies (investment funds, portfolio management companies, investment service providers) in the context of their obligations towards the prudential control authorities (ACPR and AMF).
LWP Avocats assists these professionals in the application of financial regulations (MiFID, Basel II, III, quality control, compliance). The firm’s teams also draft the legal documentation relating to the distribution of financial products and have it validated by the supervisory authorities.
The firm also provides its expertise in the context of applications to the ACPR and the AMF for approval of financial companies.
LWP Avocats advises on stock market litigation (dissemination of misleading and deceptive information, insider trading, price manipulation) and is able to assist its clients in the event of sanction proceedings initiated by the AMF
Our teams manage litigation in the field of financial products (failure to advise, warn and inform) and assist Financial Investment Advisors (FIAs) in the context of pre-litigation proceedings initiated by the AMF (investigators’ inspection report), and then in proceedings before the Sanction Commission.
LWP Avocats also assists you in the context of IPO operations of unlisted companies, as well as in the follow-up of their post-listing obligations related to stock market regulations.